Eric Lee Stern

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 11/2016
  Wells Fargo Advisors Llc
  White Plains, NY
• 11/2016 → 08/2020
  Wells Fargo Clearing Services, Llc
  White Plains, NY
• 08/2020 → Present
  Morgan Stanley Smith Barney Llc
  Purchase, NY
• 11/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-07-21 → 2020-08-11
  Wells Fargo Clearing Services, Llc
  Purchase, NY

Other Businesses

*424241 - 14 Gillian CT, LLC; Investment related Yes; Mount Kisco, NY; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2021; During business hours: 0; After business hours: 2; Administrative. * 439176 - 63 Barr Lane, LLC; Investment related Yes; Mount Kisco, NY; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); June 2021; During business hours: 0; After business hours: 4; Property Management.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-03

Other Names

• Eric Lee Stevn