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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-12-06 |
| ME | RA | APPROVED | 2004-12-16 |
Branch Locations
514 Wicasset Road, Suite 3, Boothbay Harbor, ME 04537 • United States
Dummer, NH • United States
66 Townsend Ave, Boothbay Harbor, ME 04538 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2006-01-04 |
Branch Locations
66 Townsend Ave, Boothbay Harbor, ME 04538 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Boothbay | ME | 12/2004 | Present |
| The Financial Coach | Boothbay | ME | 10/2005 | Present |
1. 10/12/2004 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 2. 10/22/2004 - DBA for LPL Business (entity for LPL business) - THE FINANCIAL COACH - At Reported Business Location(s) - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading. 3. 12/19/2019 - No Business Name - Investment Related - Boothbay Harbor, ME - Real Estate Rental - Started 01/15/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 08/14/2025 - Northwoods Wealth Management / Northwoods Wealth Managment - Investment Related - Registered Investment Advisor - At Reported Business Location(s) - Start Date 07/29/2025 - 10 Hrs/Mth - 10 Hrs During Trading - I provide financial planning and consulting services through Northwoods Wealth Management, an independent investment advisor firm. I started this business activity in 07/2025. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 5. 06/04/2026 - Town of Dummer - Politics/ Government - Not Investment Related - Drummer, NH - Start Date 04/14/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-12 |
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