Lee James Palmer

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2015-04-27
MS	RA	APPROVED	2013-04-04
GA	RA	APPROVED	2008-06-30
TX	RA	APPROVED_RES	2006-10-03

LA RA
APPROVED

Since 2015-04-27
MS RA
APPROVED

Since 2013-04-04
GA RA
APPROVED

Since 2008-06-30
TX RA
APPROVED_RES

Since 2006-10-03

Branch Locations

8201 Village Plaza Court Ste 2B, Baton Rouge, LA 70810 • United States

115 Laurel Park Cove Ste 211, Flowood, MS 39232 • United States

1 Galleria Blvd Ste 2121, Metairie, LA 70001 • United States

Baton Rouge, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Metairie	LA	01/1998	03/2020
Ameriprise Financial Services, Llc	Baton Rouge	LA	03/2020	Present

01/1998 → 03/2020

Ameriprise Financial Services, Inc.

Metairie, LA
03/2020 → Present

Ameriprise Financial Services, Llc

Baton Rouge, LA

Other Businesses

Business Ownership; P, B & & Associates, LLC; Coordinate office expenses outside of rent and utilities.; to manage all business expenses, outside of office specific expenses. payroll and marketing expenses.; 8201 Village Plaza Ct., Suite 2B, , Baton Rouge, LA, 70810; Not Investment-Related; 01/01/2010; 1 to 9 hours per month; 0 during trading hours / L.J. Palmer Properties, LLC; Responsible for my portion of office expenses.; We use this LLC to operate advisors office.; 8201 Village Plaza Ct., Suite 2B, , Baton Rouge, LA, 90810; Not Investment-Related; 01/01/2008; 1 to 9 hours per month; 0 during trading hours / HA Palmer Properties, LLC; Owner; Real Estate; 333 E Boyd Dr, Unit 18, Baton Rouge, LA, 70808; Not Investment-Related; 02/29/2024; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-05
S63	Uniform Securities Agent State Law Examination	2000-06-06

S66 Uniform Combined State Law Examination

2013-03-05
S63 Uniform Securities Agent State Law Examination

2000-06-06

Other Names

Lee J Palmer Iii

View on SEC IAPD