Nelson Thomas Turner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-01

MD RA
APPROVED

Since 2025-01-01

Branch Locations

Lutherville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	04/2001	02/2025
Cuna Mutual Group	Waverly	IA	04/2001	02/2025
Lpl Financial Llc	Lutherville	MD	05/2022	Present

04/2001 → 02/2025

Cuna Brokerage Services, Inc.

Waverly, IA
04/2001 → 02/2025

Cuna Mutual Group

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Lutherville, MD

Previous Registrations

2006-01-01 → 2022-05-18

Cuna Brokerage Services, Inc.

Gaithersburg, MD

Bethesda, MD

Kensington, MD

Gaithersburg, MD

Kensington, MD

Bethesda, MD

Rockville, MD

Largo, MD

Bethesda, MD

Baltimore, MD

Hunt Valley, MD

Other Businesses

1. 05-18-2022-Signal Financial Investment & Retirement Services- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-23
S63	Uniform Securities Agent State Law Examination	2001-07-13

S66 Uniform Combined State Law Examination

2005-12-23
S63 Uniform Securities Agent State Law Examination

2001-07-13

View on SEC IAPD