Robert Scott Groth

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → Present
  Groth Accounting, Inc
  Oconomowoc, WI
• 01/2013 → 10/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2018 → Present
  Lpl Financial, Llc
  Oconomowoc, WI

Previous Registrations

• 2013-06-17 → 2018-11-07
  Cetera Wealth Services, Llc
  Crystal Lake, IL
  Oconomowoc, WI

Other Businesses

1) 11/1/2018 - Tax Prep/Accounting/CPA - GROTH ACCOUNTING INC - OCONOMOWOC, WI 2) 11/1/2018 - Non-Variable Insurance - Robert Groth - 1% - Oconomowac, WI 3) 11/1/2018 - Real Estate Rental - 217 Cross St Oconomowoc, WI & 977 Bartlett Dr. Oconomowoc, WI. 4) 12/10/2018 - Robert Groth Investments - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/01/2009 - 40 Hours Per Month/5 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-09-06
• S63 Uniform Securities Agent State Law Examination
  1998-01-26

Other Names

• Robert Scott Groth