Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-11
  • TX RA
    APPROVED
    Since 2019-11-11

Branch Locations

200 Crescent Court Suite 550, Dallas, TX 75201 • United States

5844 John Hickman Pkwy Suite 220, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Plano TX 02/2012 11/2019
Bank Of America, N.A. Plano TX 03/2012 11/2019
Raymond James & Associates Prosper TX 11/2019 Present
  • 02/2012 → 11/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Plano, TX
  • 03/2012 → 11/2019
    Bank Of America, N.A.
    Plano, TX
  • 11/2019 → Present
    Raymond James & Associates
    Prosper, TX
Previous Registrations
Other Businesses

1) Name of outside business organization: Jeremy Silvas Investment related: Address of business: Frisco, Texas Position, title, association: , Start date of relationship: 8/1/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: 2)Name of Business: N/A Frisco, TX, 75034, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/09/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: household employer arrangement. We had to hire a full time caregiver for my disabled son. We are using an online payroll service, and will need to set up a separate Raymond James capital access account to keep track

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-03
S63 Uniform Securities Agent State Law Examination 1998-02-12
  • S66 Uniform Combined State Law Examination
    2000-07-03
  • S63 Uniform Securities Agent State Law Examination
    1998-02-12

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor