Mark Melson Fournier

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-06-01

TX RA
APPROVED

Since 2009-06-01

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Houston	TX	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Houston, TX
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1998-03-24 → 2009-06-01

Citigroup Global Markets Inc.

Houston, TX

Houston, TX

Other Businesses

*655932 - Lambda Chi Alpha Educational Foundation; Investment related: No; Carmel, Indiana; Education:Fraternal Society; Board Member:Finance Committee:Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 4; Administrative:Business Development/Growth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-01
S63	Uniform Securities Agent State Law Examination	1998-03-20

S65 Uniform Investment Adviser Law Examination

1998-04-01
S63 Uniform Securities Agent State Law Examination

1998-03-20

View on SEC IAPD