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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-07 |
| OR | RA | APPROVED | 2003-04-07 |
Branch Locations
615 High St Ste 100, Oregon City, OR 97045-2269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Oregon City | OR | 01/1998 | Present |
| The Ben James Corporation | Portland | OR | 06/2000 | 05/2018 |
1. 4/28/2016: Elevate Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2016 - 100 Hours Per Month/60 Hours During Securities Trading. 2. 12/11/2020 - The Ben James LLC - Investment Related - Home Based; and Oregon City, OR 97045; 615 High St. Oregon City OR 97045; & Birkenfeld, OR 97016 - Real Estate Rental - Started 01/01/2019 - 10 Hours Per Month/0 Hours During Securities Trading - The Ben James LLC owns various rental properties. Currently 3. 3. 1/12/2021 - The Playbook: 7 Fundamentals of Financial Planning, Organized and Addressed - Not Investment Related - Home Based - Other-Author - Start Date: 4/27/2020 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-19 |
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