Benjamin Blunck James

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → Present
  Lpl Financial, Llc
  Oregon City, OR
• 06/2000 → 05/2018
  The Ben James Corporation
  Portland, OR

Other Businesses

1. 4/28/2016: Elevate Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2016 - 100 Hours Per Month/60 Hours During Securities Trading. 2. 12/11/2020 - The Ben James LLC - Investment Related - Home Based; and Oregon City, OR 97045; 615 High St. Oregon City OR 97045; & Birkenfeld, OR 97016 - Real Estate Rental - Started 01/01/2019 - 10 Hours Per Month/0 Hours During Securities Trading - The Ben James LLC owns various rental properties. Currently 3. 3. 1/12/2021 - The Playbook: 7 Fundamentals of Financial Planning, Organized and Addressed - Not Investment Related - Home Based - Other-Author - Start Date: 4/27/2020 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-02-19

Designations

• Certified Financial Planner

Other Names

• Benjamin James Blunck