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Michael Dennis Woods

Cambridge Investment Research Advisors, Inc.

Denton, TX

Conroe, TX

Dallas, TX

Argyle, TX

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-08-20
  • TX RA
    APPROVED
    Since 2009-08-20

Branch Locations

3000 Wind River Lane Suite 110, Denton, TX 76209 • United States

Conroe, TX • United States

6440 N Central Expway., Ste. 315, Dallas, TX 75206 • United States

Argyle, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stocker Woods Financial, Inc Denton TX 04/2011 12/2021
Cambridge Investment Research, Inc. Fairfield IA 08/2009 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2009 Present
Previous Registrations
  • 2008-04-23 → 2009-12-01
    Stocker Woods Financial, Inc
    Denton, TX
  • 2005-06-29 → 2008-05-01
    Mutual Service Corporation
    Denton, TX
    Denton, TX
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-27
S63 Uniform Securities Agent State Law Examination 1999-12-21
  • S65 Uniform Investment Adviser Law Examination
    2005-06-27
  • S63 Uniform Securities Agent State Law Examination
    1999-12-21
Designations
Other Names
  • Mike Woods

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · DENTON, TX
BOGGS WALLACE WEALTH PARTNERS LLC · DENTON, TX
CULTIVAR CAPITAL, INC. · DENTON, TX
LPL FINANCIAL LLC · DENTON, TX
SIMPLI-FI ALPHA LLC · DENTON, TX
MWA FINANCIAL SERVICES INC. · Denton, TX
EDWARD JONES · DENTON, TX
ALLWORTH FINANCIAL, L.P. · DENTON, TX

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