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Matthew C Davis

LPl Financial LLC

Troy, MI

Ortonville, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-30
MI RA APPROVED 2010-09-23
  • TX RA
    APPROVED
    Since 2023-11-30
  • MI RA
    APPROVED
    Since 2010-09-23

Branch Locations

2050 Livernois Rd Ste B, Troy, MI 48083-1757 • United States

Ortonville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Troy MI 03/2006 Present
Other Businesses

(1) 4/18/2013: NON-VARIABLE INSURANCE - SALE OF FIXED INSURANCE PRODUCTS. - TIME SPENT 15% - TROY, MI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-28
S65 Uniform Investment Adviser Law Examination 1998-09-23
S63 Uniform Securities Agent State Law Examination 1998-01-31
  • S66 Uniform Combined State Law Examination
    2010-06-28
  • S65 Uniform Investment Adviser Law Examination
    1998-09-23
  • S63 Uniform Securities Agent State Law Examination
    1998-01-31
Designations
Other Names
  • Matthew Charles Davis

View on SEC IAPD

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AMY LYNN ROBERTS
MICHAEL A JUSTIN
BRUCE CRAIG GREENING
STEVEN THOMAS MARLETTE
MICHAEL DAVID VICHUNAS
Quinn J Wright
DAVID JAMES SMOLAREK

Other Offices

COOK & ASSOCIATES · TROY, MI
LPL FINANCIAL LLC · TROY, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Troy, MI
SPC · Troy, MI
CETERA INVESTMENT ADVISERS LLC · TROY, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Troy, MI
STRAIGHTLINE · TROY, MI
STRAIGHTLINE · TROY, MI

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