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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2015-01-14 |
| MN | RA | APPROVED | 2013-11-04 |
| TX | RA | APPROVED_RES | 2004-09-09 |
Branch Locations
30 E 7Th St, Saint Paul, MN 55101 • United States
Stacy, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | St Paul | MN | 01/1998 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St Paul | MN | 01/1998 | Present |
| Bank Of America, Na | St Paul | MN | 11/2009 | Present |
I*3317273, Entity Type: , Name of OBA: Rental Property 1, Address: Woodbury, Minnesota, 55129, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 12/15/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-14 |
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