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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Chicago | IL | 05/2007 | 01/2025 |
| Lpl Financial Llc | Chicago | IL | 01/2025 | Present |
1. 01/2025 -Wintrust investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/04/2024- 160 Hours Per Month- 160 Hours During Trading 2. 06/27/2025 - Wintrust - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/04/2025 - 2 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-02 |
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