Janet S Williams

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 07/2023
  Bank Of America, N.A.
  Hilton Head Island, SC
• 07/2023 → Present
  Wells Fargo Clearing Services, Llc
  Hilton Head, SC

Previous Registrations

• 2011-01-24 → 2023-07-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hilton Head Island, SC
• 2009-06-01 → 2011-02-01
  Morgan Stanley
  Hilton Head Island, SC
• 2001-04-24 → 2009-06-01
  Citigroup Global Markets Inc.
  Hilton Head, SC
  Hilton Head, SC

Other Businesses

VIM VOLUNTEERS IN MEDICINE HILTON HEAD; NOT INV. RELATED; HILTON HEAD ISLAND, SC; FINANCE COMMITTEE MEMBER; START DATE 6/2021; 1 HR PER MONTH; 1 HR DURING TRADING; DUTIES ATTEND MEETINGS TO DISCUSS NEEDS, REVIEW FINANCIAL HEALTH OF ORGANIZATION; PROPOSE BUDGET FOR APPROVAL. VIM VOLUNTEERS IN MEDICINE HILTON HEAD; NOT INV. RELATED; HILTON HEAD ISLAND, SC; SECRETARY ; START DATE 6/2021; 1 HR PER MONTH; 1 HR DURING TRADING; DUTIES: ATTEND MEETINGS, TAKING MINUTES. POWER OF ATTORNEY ; INV RELATED; HILTON HEAD,SC; ADMIN AND FINANCE; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 12/31/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-25
• S63 Uniform Securities Agent State Law Examination
  1998-02-07

Other Names

• Janet Lynn Stupica
• Janet Lynn Garwood Stupica
• Janet S Williams
• Janet L Stupica
• Janet Lynn Williams