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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-05 |
| NC | RA | APPROVED | 2014-07-24 |
Branch Locations
116 S Sterling St Suite 101, Morganton, NC 28655 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Valdese | NC | 05/2014 | Present |
| Mml Investors Services, Llc | Valdese | NC | 05/2014 | Present |
(1) NAME: PBR INVESTMENT GROUP INV REL: Y ADDR: 452 LOST CORNER RD, MORGANTON, NC 28655 NATURE: REAL ESTATE POSITION: BUSINESS PARTNER START: 1/1/2003 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2) NAME: THOMAS BLACKWELL INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, DI POSITION: SALES, OWNERSHIP, AGENT START: 3/1/2016 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 4.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-15 |
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