Ashli Elizabeth Estes

LPl Financial LLC

Wright City, MO

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-10-05
MO	RA	APPROVED	2015-06-03

TX RA
APPROVED_RES

Since 2015-10-05
MO RA
APPROVED

Since 2015-06-03

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Wright City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Mill	SC	06/2015	Present

06/2015 → Present

Lpl Financial Llc

Fort Mill, SC

Previous Registrations

2012-02-27 → 2015-05-21

Wells Fargo Clearing Services, Llc

Frontenac, MO
2006-03-07 → 2012-02-24

Edward Jones

St Louis, MO
2005-01-20 → 2006-02-02

Securian Financial Services, Inc.

St. Louis, MO

St. Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-11-28
S63	Uniform Securities Agent State Law Examination	1998-08-07

S65 Uniform Investment Adviser Law Examination

2000-11-28
S63 Uniform Securities Agent State Law Examination

1998-08-07

Other Names

Ashli E Estesking
Ashli Elizabeth Estes
Ashli Elizabeth Estesking

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

BELLEAIR WEALTH MANAGEMENT, LLC

WEALTHCARE ADVISORY PARTNERS LLC

INSIGHT SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

SCHWAB WEALTH ADVISORY, INC.

PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL

Tamrah Jennifer Bordini

MATTHEW N WALLEN

RAMIRO IGNACIO PARES

NILDA MELGAREJO DE BOYRIE

STEVEN Samuel SHANEYFELT

Katie Wineski Riegel

Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC

BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC

WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

INSIGHT SECURITIES, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

EDWARD JONES · FORT MILL, SC

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