Christine Marie Dawly

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 06/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Niguel, CA
• 06/2023 → Present
  Raymond James & Associates, Inc.
  Laguna Niguel, CA

Previous Registrations

• 2006-12-11 → 2023-06-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Laguna Niguel, CA
  Brea, CA
  Newport Beach, CA
  Newport Beach, CA
  New York, NY
  Laguna Hills, CA
  Laguna Niguel, CA
  New York, NY
  New York, NY
  New York, NY
  Laguna Niguel, CA
  Charlotte, NC
  Newport Beach, CA

Other Businesses

(1)Name of Business: Address: 25651 Del Norte, Laguna Niguel, CA, 92677, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/07/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S66 Uniform Combined State Law Examination
  2006-09-22
• S63 Uniform Securities Agent State Law Examination
  2000-03-30

Other Names

• Christine Marie Kreps