Best Investors Account Sign in

Mark Jonathan Schlossberg

Alliancebernstein L.P.

Naples, FL

New York, NY

CRD 2996129

Claim This Profile
Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-05
NY RA APPROVED 2021-05-07
DC RA APPROVED 2014-02-24
FL RA APPROVED 2013-10-03
  • TX RA
    APPROVED_RES
    Since 2021-11-05
  • NY RA
    APPROVED
    Since 2021-05-07
  • DC RA
    APPROVED
    Since 2014-02-24
  • FL RA
    APPROVED
    Since 2013-10-03

Branch Locations

Naples, FL • United States

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 11/2000 Present
  • 11/2000 → Present
    Sanford C. Bernstein & Co., Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-01
S63 Uniform Securities Agent State Law Examination 1998-02-25
  • S66 Uniform Combined State Law Examination
    2006-08-01
  • S63 Uniform Securities Agent State Law Examination
    1998-02-25

View on SEC IAPD

More in Naples, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor