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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2006-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas Piehl Cpa Pc | Lombard | IL | 06/1984 | Present |
| Ascend Financial Services, Inc. | Westmont | IL | 01/1998 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2003 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2006 | Present |
1) THOMAS PIEHL - NOT INV REL - LOMBARD IL - INSURANCE SALES - SINCE 05/1998 - 5 HOURS/WEEK - LIFE INSURANCE SALES; 2)THOMAS PIEHL - NOT INVESTMENT RELATED - LOMBARD IL 60148 - OWNER -RENTAL PROPERTY OF RESIDENTIAL AND COMMERCIAL. 3) THOMAS PIEHL, CPA, P.C. - NOT INVESTMENT RELATED - ACCOUNTING & INCOME TAX PRACTICE - TITLE: PRESIDENT/SOLE SHAREHOLDER - STARTED 1990 - DUTIES: ACCOUNTING WRITE-UP SERVICES AND INCOME TAX PREPARATION - WORK 40 HRS/WK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-08 |
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