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Texas Capital Bank Private Wealth Advisors CRD 298422
$4.19B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-12 |
Branch Locations
2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States
1330 Post Oak Blvd, Ste 1500, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Houston | TX | 05/2014 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 07/2017 | 11/2022 |
| Bank Of America, N.A. | Houston | TX | 07/2017 | 11/2022 |
| Texas Capital Bank Private Wealth Advisors | Houston | TX | 11/2022 | Present |
| Texas Capital Bank | Houston | TX | 11/2022 | Present |
| Tcbi Securities | Houston | TX | 03/2023 | Present |
Texas Capital Bank; Investment-related; 1330 Post Oak Blvd, Ste. 1500, Houston, TX; Private Client Advisor; started November, 2022; 160 hours per month and 130 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-30 |
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