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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-12-15 |
| KS | RA | APPROVED | 2013-09-27 |
Branch Locations
7381 W 133Rd Street Suite 223, Overland Park, KS 66213 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Overland Park | KS | 11/2012 | Present |
| Mml Investors Services, Llc | Overland Park | KS | 08/2013 | Present |
(1) NAME: MIDDLETON FINANCIAL ASSOCIATES INV REL: Y ADD: 7381 W 133rd St., Ste 223, OVERLAND PARK, KS 66213 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS, LIFE, DI, LTC, MEDICAID COMPLIANT FIXED ANNUITIES, SPIA'S & FIXED ANNUITIES, GROUP EMPLOYEE BENEFITS POSITION: SALES/OWNER/AGENT START DATE: 1988 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 (2)NAME: MICHAEL MIDDLETON INV REL: N ADD: Residential Address NATURE: PART TIME MUSICIAN START DATE: 1976 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-06 |
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