Kevin Joseph Ferland

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2007-08-02

NH RA
APPROVED

Since 2007-08-02

Branch Locations

Dover, NH • United States

472 High Street, Somersworth, NH 03878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dumais & Ferland, Cpa'S	Somersworth	NH	09/2003	Present
Northeast Planning Associates, Inc.	Dover	NH	07/2005	01/2018
Lpl Financial Llc	Dover	NH	07/2007	Present

09/2003 → Present

Dumais & Ferland, Cpa'S

Somersworth, NH
07/2005 → 01/2018

Northeast Planning Associates, Inc.

Dover, NH
07/2007 → Present

Lpl Financial Llc

Dover, NH

Previous Registrations

2006-04-07 → 2017-04-04

Northeast Planning Associates, Inc.

Dover, NH

Bedford, NH

Bedford, NH

Other Businesses

1. 07/25/2007 - NON-VARIABLE INSURANCE - INV REL - SELLING LIFE, HEALTH, LTC, AND GROUP BENEFITS. 2. 7/25/2007 - Dumais & Ferland CPA - INV REL - 90% TIME SPENT - CPA Affiliate Program 3. 11/20/2013 - Northeast Planning Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-28
S63	Uniform Securities Agent State Law Examination	1999-11-01

S66 Uniform Combined State Law Examination

2005-11-28
S63 Uniform Securities Agent State Law Examination

1999-11-01

View on SEC IAPD