Gavin Richard Lodge

Current Employers

Employment History

• 08/2009 → 03/2017
  Minnesota Life Insurance Co.
  St. Paul, MN
• 08/2009 → 03/2017
  Securian Financial Services
  St. Paul, MN
• 03/2017 → Present
  Lpl Financial, Llc
  San Diego, CA
• 03/2017 → Present
  Private Advisor Group, Llc
  San Diego, CA

Previous Registrations

• 2013-10-25 → 2017-03-28
  Securian Financial Services, Inc.
  San Diego, CA
  Tucson, AZ

Other Businesses

1) 2017-03-27 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Harry S. Lodge Associates Inc. / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2016-12-12 - hrs/mth - hrs/mth during trading 2) 2017-05-11 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Private Advisor Group - Registered Investment Advisor DBA - Y - at reported business location(s) - 2017-04-21 - 40hrs/mth - 40hrs/mth during trading - 3) 2017-05-11 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Private Advisor Group, LLC - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2017-04-21 - 140hrs/mth - 65hrs/mth during trading 4) 2018-02-13 - Brooks Jucha & Associates - Non-Variable Insurance - Y - at reported business location(s) - 2018-02-01 - 20hrs/mth - 2hrs/mth during trading 5) 2018-12-24 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - BJA Financial - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2018-12-20 - 32hrs/mth - 16hrs/mth during trading 6) 2022-09-16 - CPS/Integrated Marketing & Insurance Services - Non-Variable Insurance - Y - at reported business location(s) - 2022-08-12 - 2hrs/mth - 1hrs/mth during trading 7) 2023-05-05 - Crump, Pacific Southwest Financial, Warner Pacific, Senior Market Sales, CPS IMIS. - Non-Variable Insurance - Y - at reported business location(s) - 2023-02-16 - 10hrs/mth - 5hrs/mth during trading 8) 2023-05-17 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - HSL & Associates / Harry S. Lodge & Associates, LLC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2023-05-05 - 160hrs/mth - 140hrs/mth during trading 9) 2026-04-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - IO financial - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-10 - 160hrs/mth - 160hrs/mth during trading 10) 2026-05-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - (Hybrid) IO financial - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2026-04-10 - 160hrs/mth - 160hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-28
• S63 Uniform Securities Agent State Law Examination
  1998-04-09