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Cynthia Christenberry Moll

Ameriprise Financial Services, LLC

New Orleans, LA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-08-22
TX RA APPROVED_RES 2016-06-13
  • LA RA
    APPROVED
    Since 2016-08-22
  • TX RA
    APPROVED_RES
    Since 2016-06-13

Branch Locations

1100 Poydras St Ste 1000, New Orleans, LA 70163-1000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Orleans LA 06/2016 03/2020
Ameriprise Financial Services, Llc New Orleans LA 03/2020 Present
Previous Registrations
  • 2015-01-28 → 2015-12-16
    Capital One Advisors, Llc
    Seattle, WA
  • 2012-03-01 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

Outside Employment; Louisiana Secretary of State; Election Commissioner; Election Poll Commissioner for Federal, State and Local Elections; 8585 Archives Ave, , Baton Rouge, LA, 70808; Not Investment-Related; 05/16/2026; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-28
S63 Uniform Securities Agent State Law Examination 1999-06-22
  • S65 Uniform Investment Adviser Law Examination
    2012-02-28
  • S63 Uniform Securities Agent State Law Examination
    1999-06-22
Other Names
  • Cindy Moll

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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