Lawrence M Kaplow

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 09/2017
  Bank Of America, N.A.
  New York, NY
• 10/2009 → 09/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 09/2017 → Present
  Suntrust Investment Services Inc,
  Atlanta, GA
• 09/2017 → Present
  Suntrust Advisory Services, Inc
  Atlanta, GA

Previous Registrations

• 2009-10-23 → 2017-09-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Red Bank, NJ
• 2007-02-08 → 2009-10-23
  Banc Of America Investment Services, Inc.
  New York, NY
  Red Bank, NJ
  Red Bank, NJ
• 2006-03-31 → 2006-04-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Princeton, NJ
• 2004-10-20 → 2006-04-03
  Banc Of America Investment Services, Inc.
  Princeton, NJ
  Princeton, NJ
• 2004-10-07 → 2004-10-20
  Quick & Reilly, Inc.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2004-10-06
• S63 Uniform Securities Agent State Law Examination
  1998-02-24

Other Names

• Lawrence Kaplow
• Larry Kaplow