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Current Employers
Gulf Coast Financial Advisors

561 Fairhope Ave Suite 202B, Fairhope, AL 36532 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-18
  • TX RA
    APPROVED
    Since 2026-02-18

Branch Locations

Fair Oaks, TX • United States

561 Fairhope Ave Suite 202B, Fairhope, AL 36532 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lawing Financial Inc. Overland Park KS 11/1999 10/2017
Cambridge Investment Research Inc Fairfield IA 11/2014 05/2018
Prime Capital Investment Advisors, Llc Overland Park KS 08/2017 07/2025
Gulf Coast Financial Advisors Fairhope AL 02/2026 Present
Xcel Business Brokerage And Consulting Fair Oaks TX 05/2024 Present
  • 11/1999 → 10/2017
    Lawing Financial Inc.
    Overland Park, KS
  • 11/2014 → 05/2018
    Cambridge Investment Research Inc
    Fairfield, IA
  • 08/2017 → 07/2025
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 02/2026 → Present
    Fairhope, AL
  • 05/2024 → Present
    Xcel Business Brokerage And Consulting
    Fair Oaks, TX
Previous Registrations
  • 2017-08-17 → 2025-09-08
    Boerne, TX
    Overland Park, KS
  • 2003-05-27 → 2017-10-13
    Lawing Financial Inc
    Overland Park, KS
    Overland Park, KS
    Overland Park, KS
    Bedford, TX
    Plano, TX
    Austin, TX
    Boerne, TX
    Boerne, TX
Other Businesses

1)BOERNE CHAMBER OF COMMERCE. BOERNE, TX. STARTED 1/2014 AS MEMBER. NETWORKING. SPENDS 2 HR/MO. 2 HR/MO DURING TRADING. NON-PROFIT 2) XCEL BUSINESS BROKERAGE AND CONSULTING, LLC, NON - INVESTMENT RELATED, 102 CIBOLO PASS, BOERNE TX 78006, BUSINESS CONSULTING, MEMBER, 05/02/2024, 15 HOURS PER MONTH, 15 HOURS PER MONTH DURING TRADING HOURS, WORK WITH INDIVIDUALS/COMPANIES ON EXIT PLANNING TO SETUP BUSINESS OWNER'S MOVEMENT OF ASSETS UPON THE SALE OF THEIR BUSINESS. 3) Financial Insurance Group (FIG) - Not investment-related - 6206 N Discovery Pl Ste 102, Boise, ID 83713 - Life Insurance sales - Licensed life Insurance Agent - June, 2025 - 3-5 per month - 3-5 per month - Life insurance sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-18
S63 Uniform Securities Agent State Law Examination 1999-10-20
  • S65 Uniform Investment Adviser Law Examination
    2001-04-18
  • S63 Uniform Securities Agent State Law Examination
    1999-10-20

View on SEC IAPD

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