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561 Fairhope Ave Suite 202B, Fairhope, AL 36532 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-18 |
Branch Locations
561 Fairhope Ave Suite 202B, Fairhope, AL 36532 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lawing Financial Inc. | Overland Park | KS | 11/1999 | 10/2017 |
| Cambridge Investment Research Inc | Fairfield | IA | 11/2014 | 05/2018 |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 08/2017 | 07/2025 |
| Gulf Coast Financial Advisors | Fairhope | AL | 02/2026 | Present |
| Xcel Business Brokerage And Consulting | Fair Oaks | TX | 05/2024 | Present |
1)BOERNE CHAMBER OF COMMERCE. BOERNE, TX. STARTED 1/2014 AS MEMBER. NETWORKING. SPENDS 2 HR/MO. 2 HR/MO DURING TRADING. NON-PROFIT 2) XCEL BUSINESS BROKERAGE AND CONSULTING, LLC, NON - INVESTMENT RELATED, 102 CIBOLO PASS, BOERNE TX 78006, BUSINESS CONSULTING, MEMBER, 05/02/2024, 15 HOURS PER MONTH, 15 HOURS PER MONTH DURING TRADING HOURS, WORK WITH INDIVIDUALS/COMPANIES ON EXIT PLANNING TO SETUP BUSINESS OWNER'S MOVEMENT OF ASSETS UPON THE SALE OF THEIR BUSINESS. 3) Financial Insurance Group (FIG) - Not investment-related - 6206 N Discovery Pl Ste 102, Boise, ID 83713 - Life Insurance sales - Licensed life Insurance Agent - June, 2025 - 3-5 per month - 3-5 per month - Life insurance sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-20 |
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