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Ari Mark Rosenbaum

O'SHaughnessy Asset Management, LLC

Stamford, CT

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Current Employers
O'SHaughnessy Asset Management, Llc

100 First Stamford Place, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-02-21
CT RA APPROVED 2007-11-21
  • TX RA
    APPROVED
    Since 2008-02-21
  • CT RA
    APPROVED
    Since 2007-11-21

Branch Locations

100 First Stamford Place, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'SHaughnessy Asset Management, Llc Stamford CT 07/2007 Present
Quasar Distributors, Llc Milwaukee WI 08/2010 05/2017
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-03-15
S66 Uniform Combined State Law Examination 2006-01-30
  • S63 Uniform Securities Agent State Law Examination
    2011-03-15
  • S66 Uniform Combined State Law Examination
    2006-01-30

View on SEC IAPD

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