Daniel L. Erben

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → 04/2018
  Family Management Securities, Llc
  New York, NY
• 08/2005 → 04/2018
  Family Management Corporation
  New York, NY
• 10/2018 → 02/2026
  Td Bank N.A.
  New York, NY
• 10/2018 → 02/2026
  Td Private Client Wealth Llc
  New York, NY
• 04/2018 → 10/2018
  Unemployed
  Unemployed, NJ
• 03/2026 → Present
  Oppenheimer & Co. Inc.
  Saddle Brook, NJ

Previous Registrations

• 2018-11-08 → 2026-03-04
  Td Private Client Wealth Llc
  New York, NY
  Ramsey, NJ
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-07
• S63 Uniform Securities Agent State Law Examination
  1998-07-31

Other Names

• Daniel L Erben
• Daniel L. Erben
• Daniel Erben