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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-13
  • MN RA
    APPROVED
    Since 2013-11-13

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Eden Prairie, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Edina MN 03/2008 Present
J. Eckert, Llc Eden Prairie MN 07/2012 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Edina, MN
  • 07/2012 → Present
    J. Eckert, Llc
    Eden Prairie, MN
Other Businesses

NAME OF BUSINESS: J. ECKERT, LLC; ADDRESS OF BUSINESS: 8313 LABONT WAY, EDEN PRAIRIE, MN 55344; NATURE OF BUSINESS: RESIDENTIAL REAL ESTATE/REHABILITATION; START DATE: 07/01/12; END DATE: 07/01/13; POSITION, TITLE OR RELATIONSHIP OF BUSINESS: SOLE PROPRIETOR, OWNER - PASSIVE; APPROXIMATE NUMBER OF HOURS PER MONTH: 20; HOURS DEVOTED DURING TRADING HOURS PER MONTH: 4; DUTIES: PROVIDE CAPITAL FOR PURCHASING AND REHABING A RESIDENTIAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-04-21
  • S66 Uniform Combined State Law Examination
    1998-04-21

View on SEC IAPD

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