Kirk Lee Curtis

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-03
TX	RA	APPROVED_RES	2016-10-31
MI	RA	APPROVED	2010-10-01

FL RA
APPROVED

Since 2025-03-03
TX RA
APPROVED_RES

Since 2016-10-31
MI RA
APPROVED

Since 2010-10-01

Branch Locations

Marco Island, FL • United States

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Almont, MI • United States

Hubbard Lake, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Rochester	MI	12/1997	Present

12/1997 → Present

Ubs Financial Services Inc.

Rochester, MI

Other Businesses

Drummond Island Club; Farmington Hills, Michigan; Private Hunt Club; Other; Hunting and Fishing; Executive Committee; Assist in managing the administration of the club; Start date: 5/14/2016

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-03
S63	Uniform Securities Agent State Law Examination	1998-02-24

S65 Uniform Investment Adviser Law Examination

1998-03-03
S63 Uniform Securities Agent State Law Examination

1998-02-24

View on SEC IAPD