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Aaron Michael Turner

LPl Financial LLC

Lincoln University, PA

CRD 2993764

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-05
PA RA APPROVED 2022-05-04
  • TX RA
    APPROVED_RES
    Since 2022-05-05
  • PA RA
    APPROVED
    Since 2022-05-04

Branch Locations

Lincoln University, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Horsham PA 04/2004 05/2022
Hornor, Townsend & Kent, Inc. Horsham PA 04/2004 05/2022
Lpl Financial Llc Lincoln University PA 05/2022 Present
  • 04/2004 → 05/2022
    Penn Mutual
    Horsham, PA
  • 04/2004 → 05/2022
    Hornor, Townsend & Kent, Inc.
    Horsham, PA
  • 05/2022 → Present
    Lincoln University, PA
Previous Registrations
Other Businesses

1) 05/03/2022 - Rockwell Insurance Agency - Investment Related - 1521 Concord Pike Wilmington, DE 19803 - Non-Variable Insurance - Agent - Start Date: 9/2000 - 1hrs/mth. 2) 05/13/2022 - 1847 Financial - Investment Related - At Reported Business Location(s) - Other - Non-variable Insurance trails only - Agent - Start Date - 05/11/2022 - 2 Hours Per Month/ 1 Hours During Securities Trading -

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-16
S63 Uniform Securities Agent State Law Examination 1998-01-29
  • S65 Uniform Investment Adviser Law Examination
    2004-01-16
  • S63 Uniform Securities Agent State Law Examination
    1998-01-29

View on SEC IAPD

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