Deborah Ann Swanson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 05/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 08/2014 → 05/2023
  Sigma Planning Corporation
  Ann Arbor, MI
• 05/2023 → Present
  Lpl Financial Llc
  Jarrell, TX

Previous Registrations

• 2014-08-25 → 2023-05-30
  Spc
  Georgetown, TX
  Ann Arbor, MI
  Leander, TX
  Jarrell, TX
• 2000-12-19 → 2014-09-10
  Lpl Financial Llc
  Georgetown, TX
  Georgetown, TX
• 2013-11-12 → 2014-08-29
  Advisor Resource Council
  Georgetown, TX
  Dallas, TX
• 2006-04-20 → 2012-12-31
  Swanson Financial Strategies
  Georgetown, TX
• 2002-06-25 → 2002-12-31
  Bernard Group Wealth Management
  Austin, TX

Other Businesses

1. 05/30/2023 - Swanson Financial Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 8/14/2002 - Time Spent 98% 2. 06/12/2023 - Deborah A Swanson - Investment Related - Georgetown, TX - Real Estate Rental - Owner - Start Date 08/15/2016 - 2 Hours Per Month - Time Spent 1% 3. 06/12/2023 - Property Manager for Daughter's Rental Home - Not Investment Related - Jarrell, TX - Business Owner - Start Date 03/17/2022 - 4 Hours Per Month - Time Spent 1%

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-02-05

Designations

• Certified Financial Planner

Other Names

• Deborah Swanson Burditt
• Deborah Lundy
• Deborah Ann Swanson