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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-31
IL RA APPROVED 2014-11-04
  • TX RA
    APPROVED_RES
    Since 2018-07-31
  • IL RA
    APPROVED
    Since 2014-11-04

Branch Locations

18600 Dixie Highway, Homewood, IL 60430 • United States

1030 Dixie Highway, Chicago Heights, IL 60411 • United States

16700 South 80Th Ave., Tinley Park, IL 60477-2362 • United States

4101 West 183Rd St., Country Club Hills, IL 60478 • United States

13500 S Cicero Ave, Crestwood, IL 60418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Midwest Bank Tinley Park IL 07/1998 02/2022
Lpl Financial Llc Tinley Park IL 10/2010 Present
Old National Bank Tinley Park IL 02/2022 Present
  • 07/1998 → 02/2022
    First Midwest Bank
    Tinley Park, IL
  • 10/2010 → Present
    Tinley Park, IL
  • 02/2022 → Present
    Old National Bank
    Tinley Park, IL
Other Businesses

1. 02/15/2022 - Old National Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 2/15/2022 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 04/02/2025- Old National Bank- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 4/1/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-03
S63 Uniform Securities Agent State Law Examination 2004-05-25
  • S65 Uniform Investment Adviser Law Examination
    2014-11-03
  • S63 Uniform Securities Agent State Law Examination
    2004-05-25

View on SEC IAPD

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