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Current Employers
Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-10
  • NY RA
    APPROVED
    Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ingalls & Snyder Llc New York NY 10/1999 Present
Ingalls Investment Management, Llc New York NY 08/2026 Present
Other Businesses

CO-TRUSTEE FOR ONE FAMILY TRUST. INVESTMENT-RELATED, TRUST STARTED JAN-2014, AND AS TRUSTEE DEVOTE LESS THAN 5 HOURS PER MONTH TO TRUST. SERVING AS EXECUTOR OF HIS MOTHER'S ESTATE. Old Cedar, LLC - Not investment related. LLC created by rep to hold personal residential real estate holdings. Dedicate less than 10 hours per month during non-trading hours. LLC created in March of 2015. Old Maple, LLC - Not investment related. LLC created by rep to hold personal real estate holdings. Dedicate less than 10 hours per month during non-trading hours. LLC created in April of 2019.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-27
  • S66 Uniform Combined State Law Examination
    2000-01-27

View on SEC IAPD

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