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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-31 |
| CA | RA | APPROVED | 2011-04-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lincoln Hills | CA | 04/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lincoln Hills | CA | 11/2016 | Present |
INACTIVE REAL ESTATE LICENSE; NOT INVESTMENT RELATED; CALIFORNIA.; CO-TRUSTEE FOR BROTHER'S TRUST; INV. RELATED; ROSEVILLE, CA; START DATE 6/2022; 10 HRS PER MONTH; 10 HRS DURING TRADING; 0 HRS DURING TRADING.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, ROSEVILLE, CA, START: 6/8/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.; CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, ROSEVILLE, CA, START: 5/15/2022, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-26 |
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