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Craig Stephen Wandoff

Wells Fargo Clearing Services, LLC

Palm Beach Gardens, FL

CRD 2992593

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-10-14
MT RA APPROVED 2013-10-11
TX RA APPROVED 2013-10-10
  • FL RA
    APPROVED
    Since 2013-10-14
  • MT RA
    APPROVED
    Since 2013-10-11
  • TX RA
    APPROVED
    Since 2013-10-10

Branch Locations

2989 Pga Blvd Ste 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Palm Beach Gardens FL 10/2013 11/2016
Wells Fargo Clearing Services, Llc Palm Beach Gardens FL 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2013-10-23
    Morgan Stanley
    North Palm Beach, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    North Palm Beach, FL
  • 1998-02-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    North Palm Beach, FL
    N. Palm Bch., FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-03
S63 Uniform Securities Agent State Law Examination 1998-02-11
  • S65 Uniform Investment Adviser Law Examination
    1998-03-03
  • S63 Uniform Securities Agent State Law Examination
    1998-02-11
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Investors

Michael Daniel Wentland
Scott Nolan Steiner
Randy Steven Christophel

Nearby Offices

WIN ADVISORS, INC · PALM BEACH GARDENS, FL
MONEY CONCEPTS ADVISORY SERVICE · PALM BEACH GARDENS, FL
GWN SECURITIES INC. · PALM BEACH GARDENS, FL

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