Jeffrey A Westerhold

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → Present
  Lpl Financial Llc
  Edwardsville, IL

Other Businesses

1. DBA NAME: SCHEFFEL FINANCIAL SERVICES / EDWARDSVILLE, IL / APPROVED 11-15-2001 2. 02/22/2010 - OTHER-NOVARIABLE INSURANCE, BROKERAGE UNLIMITED, USING BROKERAGE UNLIMITED TO GET APPOINTED WITH VARIOUS INSURANCE COMPANIES, 5%. 3. 09/10/2012: DMW INVESTMENTS, LLC / FOR ACCOUNTING PURPOSES ONLY / TIME SPENT 3% / EDWARDSVILLE, IL. 4. 04/19/2023 - Sage Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/03/2023 - 2000 Hours Per Month/6 Hours During Securities Trading 5. 11/01/2023 - Sage Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2024 - 200 Hours Per Month/ 6 Hours During Trading 6. 10/06/2025- DMW Investments, LLC- Real Estate Rental- INV Related- Home Based- Start date 12/01/2020- 10 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-21
• S63 Uniform Securities Agent State Law Examination
  2000-08-31