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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-15
CA RA APPROVED 2018-08-03
  • TX RA
    APPROVED_RES
    Since 2019-01-15
  • CA RA
    APPROVED
    Since 2018-08-03

Branch Locations

105 Morris St Suite 120, Sebastopol, CA 95472-3853 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2018 Present
Umpqua Bank Santa Rosa CA 11/1999 06/2018
  • 06/2018 → Present
    St Louis, MO
  • 11/1999 → 06/2018
    Umpqua Bank
    Santa Rosa, CA
Other Businesses

Ole Times Barber Shop Type of business: Barber Shop Cotati, CA Start date: 12/1/2017 Owner/Barber Hours per week: 0 Hours during trading: 0 Desc: This is my husbands barber shop, he is the proprietor and 100% of compensation is his income. We do file joint taxes. I am also an authorized signer on the bank account, signed on the lease agreement for the building. I do not spend anytime doing the books or running this business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-02
S63 Uniform Securities Agent State Law Examination 1998-02-11
  • S66 Uniform Combined State Law Examination
    2018-08-02
  • S63 Uniform Securities Agent State Law Examination
    1998-02-11
Designations
Other Names
  • Lea Coate
  • Aleia Coate
  • Aleia L Coate

View on SEC IAPD

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