Steven Joseph Chan

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  San Francisco, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  San Francisco, CA
• 1998-08-24 → 2007-04-02
  Morgan Stanley Dw Inc.
  San Francisco, CA
  San Francisc, CA

Other Businesses

1. *415780 - Dads' Club of Kensington Hilltop Elementary / The Auxiliary; Investment related -No; Kensington, California; Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours: 4; Labor/Service 2. *413470 - Eleven, LLC; Investment related - No; San Francisco, California; Art/Culture; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 0.5; Labor/Service 3. *414076 - Marea Productions; Investment related - No; Half Moon Bay, California; Art/Culture; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 11/2020; During business hours: 0; After business hours: 0.5; Labor/Service 4. *417472 - Jim Baldwin Productions / One Medical; Investment related: No; Greenbrae, California; Art/Culture; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 0.5; After business hours: 0; Labor/Service

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-10
• S63 Uniform Securities Agent State Law Examination
  1998-02-03