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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-14
OR RA APPROVED 2002-09-10
  • TX RA
    APPROVED_RES
    Since 2026-05-14
  • OR RA
    APPROVED
    Since 2002-09-10

Branch Locations

975 Oak Street Suite 975, Eugene, OR 97401-3131 • United States

Eugene, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Eugene OR 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Eugene, OR
Other Businesses

(1)Name of Entity: McKenzie Oasis Address of Business: 33738 McKenzie View Drive Eugene, OR 97408 Business Descriptions: Air B&B, Wedding Venue, Growing Pinot Noir & Pinot Gris Grapes Is investment-related: No Projected Start Date: 01/01/16 Projected End Date: 01/01/45 Capacity: Owner - Active Duties Performed: My Wife & I will be spending on equipment to grow grapes, upgrade the wedding venue, & maintain the air B& B. 40-80 hours devoted to this OBA per month 0 hours devoted during security trading hours per month (2) Name of business: Black butte Ranche CHC 53 Business Description: Condominium Rental In Black butte Whether the business is investment-related: no Address: 053 Country House Condo Black Butte Oregon Capacity: Owner - Passive Start Date: 06/01/19 Duties: repairs of Condominium as needed Hours devoted per month: 1 Hours devoted during securities hours per month: 0 (3) NAME OF ENTITY: McKenzie Oasis ADDRESS: 33738 McKenzie View Drive Eugene OR 97408 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 01, 2018 CAPACITY: Other DUTIES: Maintenance and repair tasks HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-09
S63 Uniform Securities Agent State Law Examination 1998-03-10
  • S65 Uniform Investment Adviser Law Examination
    2002-09-09
  • S63 Uniform Securities Agent State Law Examination
    1998-03-10

View on SEC IAPD

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