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1050 Franklin Avenue 5Th Floor, Garden City, NY 11530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-03 |
| FL | RA | APPROVED | 2019-06-20 |
| CA | RA | APPROVED | 2019-05-30 |
| NV | RA | APPROVED | 2019-05-30 |
| NJ | RA | APPROVED | 2019-05-30 |
Branch Locations
1050 Franklin Avenue 5Th Floor, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilton Capital Management, Llc | Garden City | NY | 12/2001 | Present |
| Rafferty Capital Markets, Llc | Garden City | NY | 04/2000 | 07/2024 |
| Foreside Fund Services, Llc | Garden City | NY | 07/2024 | Present |
1) Hilton Capital Management, LLC; Investment Related; Investment Advisor; Garden City, NY; 9/2001; Chief Operating Officer; Oversee operations dept and management of Investment Advisor; 120 Hrs. 2) Rafferty Holdings, LLC; Not Investment Related; holding company; Garden City, NY; 4/1999; Chief Operating Officer; Oversee HR and operational functions for Holding company; 25 Hrs./Mo 25 Hrs./Mo Trading. 3)Martens Equine, LLC; Not Investment Related; horse farm; Garden City, NY; 9/2022; Owner; Owner; 10 Hrs./Mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-09 |
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