Christopher James Wigington

Prospera Financial Services, Inc.

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Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-11-26

TX RA
APPROVED

Since 2019-11-26

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prospera Financial Services	Dallas	TX	01/2014	Present

01/2014 → Present

Prospera Financial Services

Dallas, TX

Previous Registrations

2005-07-18 → 2014-02-25

Manarin Investment Counsel Ltd

Omaha, NE
2011-05-05 → 2014-01-02

Wells Fargo Clearing Services, Llc

Nacogdoches, TX
2004-10-01 → 2005-07-08

Securities America Advisors, Inc.

Omaha, NE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-29
S63	Uniform Securities Agent State Law Examination	1998-11-25

S66 Uniform Combined State Law Examination

2004-09-29
S63 Uniform Securities Agent State Law Examination

1998-11-25

Other Names

Chris James Wigington
Chris J Wigington
Chris James Wigington

View on SEC IAPD

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RETIREMENT ADVISORS, LLC · DALLAS, TX

7TH HARVEST INVESTMENTS · DALLAS, TX

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PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX

OPENAIR FINANCIAL, LLC · Dallas, TX

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