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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 10/2009 | Present |
| Bank Of America, N.A. | Dallas | TX | 07/2011 | Present |
I*2026378, Entity Type Fiduciary, Name of OBA: KM Address: Dallas, Texas, 75214 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 02-Oct-2024 No Hours: 1 yearly No Hours during trading: 0 Duties: POA for spouse I*: 2439271Entity Type: CharitableName of OBA: Woodrow Wilson High School Community FoundationAddress: Dallas, TXInvestment Related: NoPosition, Title, Association: Committee memberEmployee Start Date: 09/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: I'll be on the committee that determines which teachers receive grants from the foundation. I*3696279Entity Type: N/AName of OBA: Rental Property 1Address: Oxford, Mississippi, 38655Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 02/03/2026Number of Hours: 2, YearlyNumber of Hours during trading: 0, YearlyDuties: N/A I*4153265, Entity Type: , Name of OBA: The M M Family Revocable Living Trust, Address: Tulsa, Oklahoma, 74105, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 03/26/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-29 |
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