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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-23
  • TX RA
    APPROVED
    Since 2009-10-23

Branch Locations

5910 N Central Expy, Dallas, TX 75206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 10/2009 Present
Bank Of America, N.A. Dallas TX 07/2011 Present
Previous Registrations
  • 2005-09-07 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Dallas, TX
    Duncanville, TX
    Dallas, TX
    Addison, TX
Other Businesses

I*2026378, Entity Type Fiduciary, Name of OBA: KM Address: Dallas, Texas, 75214 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 02-Oct-2024 No Hours: 1 yearly No Hours during trading: 0 Duties: POA for spouse I*: 2439271Entity Type: CharitableName of OBA: Woodrow Wilson High School Community FoundationAddress: Dallas, TXInvestment Related: NoPosition, Title, Association: Committee memberEmployee Start Date: 09/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: I'll be on the committee that determines which teachers receive grants from the foundation. I*3696279Entity Type: N/AName of OBA: Rental Property 1Address: Oxford, Mississippi, 38655Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 02/03/2026Number of Hours: 2, YearlyNumber of Hours during trading: 0, YearlyDuties: N/A I*4153265, Entity Type: , Name of OBA: The M M Family Revocable Living Trust, Address: Tulsa, Oklahoma, 74105, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 03/26/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-06
S63 Uniform Securities Agent State Law Examination 1998-01-29
  • S66 Uniform Combined State Law Examination
    2005-09-06
  • S63 Uniform Securities Agent State Law Examination
    1998-01-29
Other Names
  • Mark Christian Mcmahon

View on SEC IAPD

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