Michael Joseph Fowler

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 07/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Norfolk, VA
• 06/2011 → 07/2019
  Bank Of America,N.A.
  Norfolk, VA
• 07/2019 → Present
  Raymond James & Associates, Inc.
  Virginia Beach, VA

Previous Registrations

• 2009-10-23 → 2019-07-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Norfolk, VA
  Norfolk, VA
  Norfolk, VA
• 2003-06-18 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Norfolk, VA
  Norfolk, VA
  Virginia Beach, VA
• 2002-06-04 → 2003-06-23
  Truist Investment Services, Inc.
  Norfolk, VA

Other Businesses

(1)Name of Business: Address: 303 Brooke Avenue # 101, Norfok, VA, 23510, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/15/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: make sure HOA fees are paid nad work with a rental program partner to keep it rented (2)Name of Business: Pier Pointe Board of Directors Address: 303 Brooke Avenue\n# 101, Norfolk, VA, 23510, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 09/17/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: meet to discuss decisions that have to be made for the residents of my condominium complex. (3)Name of Business: Town Point Club Address: 101 West Main Street Suite 300, Norfolk, VA, 23510, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 06/15/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: attend board meetings, approve budgets, amendments, etc.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-11
• S63 Uniform Securities Agent State Law Examination
  1998-01-16

Other Names

• Mike Fowler
• Michael Joseph Fowler
• Michael Joseph Fowler
• Michael Joseph Allen Fowler