William Dale Robertson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 06/2019
  Ameriprise Financial Services, Inc.
  Greenwood, IN
• 06/2019 → Present
  Lpl Financial Llc
  Bargersville, IN

Previous Registrations

• 2011-06-03 → 2019-06-17
  Ameriprise Financial Services, Llc
  Indianapolis, IN
  Greenwood, IN
• 2008-02-22 → 2011-06-30
  Imbb Investment Advisors
  Indianapolis, IN
• 1999-07-26 → 2007-12-31
  Imbb Investment Advisors
  Indianapolis, IN

Other Businesses

1. 6/17/2019 - BILL ROBERTSON & ASSOCIATES, INC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 07/01/2011 - Time Spent 100%. 2. 7/30/2020 - William D Robertson - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Sole Proprietor - Started 1/1/2018 - 2 Hours Per Month During Securities Trading. 3. 05/24/2022 - RGS Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/08/2022 - 5 Hours Per Month/ 2 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-27
• S63 Uniform Securities Agent State Law Examination
  1998-03-05

Other Names

• Bill Robertson
• William D Robertson