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Frank Walter Sakowski

Ameriprise Financial Services, LLC

Naples, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-18
TX RA APPROVED_RES 2025-08-15
  • FL RA
    APPROVED
    Since 2025-08-18
  • TX RA
    APPROVED_RES
    Since 2025-08-15

Branch Locations

5811 Pelican Bay Blvd Ste 300, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Era Galena OH 04/2015 08/2025
Morgan Stanley Naples FL 06/2015 08/2025
Morgan Stanley Private Bank, National Association New York NY 06/2015 08/2025
Ameriprise Financial Services Llc Naples FL 08/2025 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; Brighthouse; 05/29/2026; Long Term Care.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-06
S63 Uniform Securities Agent State Law Examination 1998-01-10
  • S66 Uniform Combined State Law Examination
    2015-03-06
  • S63 Uniform Securities Agent State Law Examination
    1998-01-10
Other Names
  • Frank Sakowski

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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