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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-01-05 |
Branch Locations
8700 Barrelli Court, Charlotte, NC 28277 • United States
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities, Llc | Charlotte | NC | 01/2013 | 12/2017 |
| Capital Investment Group, Inc. | Raleigh | NC | 01/2018 | Present |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 01/2018 | Present |
1. NCSCPLANNING.COM. OWNER. 352 EAST CHARLES STREET, MATTHEWS, NC 28105. WEBSITE DOMAIN THAT IS REFERENCED AS BUSINESS NAME ON THE WEBSITE. STARTED 1/2019. 1 HR/WK, 1 HR DURING NORMAL TRADING HRS. 2. MATTHEWS AREA CHAMBER OF COMMERCE. GENERAL BOARD MEMBER. 352 E. CHARLES ST, MATTHEWS, NC 28105. STARTED 1/2026. ATTEND MEETINGS, CEREMONIES, EVENTS. 1 HR/WK, 1 HR DURING NORMAL TRADING HRS. ACTIVITY NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-12 |
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