John Matthew Palko

Employer firm

Capital Investment Advisory Services, LLC CRD 149124

$2.39B regulatory AUM 217 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 12/2017
  Bb&T Securities, Llc
  Charlotte, NC
• 01/2018 → Present
  Capital Investment Group, Inc.
  Raleigh, NC
• 01/2018 → Present
  Capital Investment Advisory Services, Llc
  Raleigh, NC

Previous Registrations

• 2013-01-02 → 2017-12-14
  Bb&T Securities, Llc
  Charlotte, NC
• 2005-11-04 → 2013-01-02
  Scott & Stringfellow, Llc
  Charlotte, NC
  Charlotte, NC
• 2001-12-31 → 2005-11-04
  Legg Mason Wood Walker, Incorporated
  Charlotte, NC

Other Businesses

1. NCSCPLANNING.COM. OWNER. 352 EAST CHARLES STREET, MATTHEWS, NC 28105. WEBSITE DOMAIN THAT IS REFERENCED AS BUSINESS NAME ON THE WEBSITE. STARTED 1/2019. 1 HR/WK, 1 HR DURING NORMAL TRADING HRS. 2. MATTHEWS AREA CHAMBER OF COMMERCE. GENERAL BOARD MEMBER. 352 E. CHARLES ST, MATTHEWS, NC 28105. STARTED 1/2026. ATTEND MEETINGS, CEREMONIES, EVENTS. 1 HR/WK, 1 HR DURING NORMAL TRADING HRS. ACTIVITY NOT INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2001-06-08
• S65 Uniform Investment Adviser Law Examination
  1999-12-22
• S63 Uniform Securities Agent State Law Examination
  1999-10-12

Designations

• Certified Financial Planner