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Connie Elizabeth Buckley

Morgan Stanley

Tulsa, OK

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-27
OK RA APPROVED 2022-10-08
  • TX RA
    APPROVED
    Since 2023-02-27
  • OK RA
    APPROVED
    Since 2022-10-08

Branch Locations

2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Tulsa OK 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Tulsa, OK
Other Businesses

MARY KAY COSMETICS SINCE MARCH 2002 ABOUT 1 HR PER MOUTH O HRS DURING TRADING HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-08
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S65 Uniform Investment Adviser Law Examination
    2022-10-08
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27
Other Names
  • Connie Woodward
  • Connie Buckley
  • Connith Elizabeth Buckley
  • Connie Elizabeth Buckley
  • Connie Elizabeth Moore

View on SEC IAPD

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AIMEE NICOLE BOYER
ROBERT WILIAM MOORE
JOEL BERNARD KANTOR
Jayme Don Fowler
Anthony Charles Dionisio

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

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