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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-01 |
| TX | RA | APPROVED | 2017-03-01 |
Branch Locations
465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fresno | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 11/2016 | 03/2017 |
| Lpl Financial, Llc | Fresno | CA | 03/2017 | Present |
1) 3/6/2018 - Nili Financial corporation - Investment Related - Business Entity for Tax/Investment Purposes Only - Start Date:3/14/2018 - 0 Hours Per Month/0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-13 |
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