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445 Hutchinson Avenue Suite 800, Columbus, OH 43235 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-08-21 |
Branch Locations
9150 South Hills Blvd, Suite 200, Broadview Heights, OH 44147 • United States
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
9150 South Hills Blvd Suite 200, Broadview Heights, OH 44147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Mutual Life Insurance Co | Columbus | OH | 12/1997 | 11/2018 |
| Signator Investors, Inc. | Boston | MA | 12/1997 | 11/2018 |
| Osaic Wealth, Inc. | Broadview Heights | OH | 11/2018 | Present |
| Signature Equity Partners, Llc | Broadview Heights | OH | 08/2023 | Present |
1. SIGNATURE FINANCIAL GROUP, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2002 ADDRESS: 9150 South Hills Blvd., Suite 200, Broadview Heights OH 44147, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 2. SIGNATURE FINANCIAL GROUP, LLC POSITION: I conduct investment and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1999 ADDRESS: 9150 South Hills Blvd, Suite 200, Broadview Heights OH 44147, United States DESCRIPTION: Sale of securities, investment advisory and insurance products 3. RODNEY A STASTNY LLC POSITION: President NATURE: Rodney A Stastny LLC is only used as apass through LLC for tax purposes. There are no other business related activities other than tax planning for myself. No securities, insurance, real estate, banking business or other sales activities areconducted through this LLC or other sales activities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 26617 Normandy Rd, Bay Village OH 44140, United States DESCRIPTION: I complete spread sheet of expenses and compensation for quarterly payroll filing and end of year tax preparation. 4. SIGNATURE EQUITY PARTNERS, LLC - INDEPENDENT RIA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 08/21/2023 ADDRESS: 9150 SouthHills Blvd , 200, Broadview Hts OH 44147, United States DESCRIPTION: Sales/marketing of investment products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-07-07 |
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