Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-04 |
| TX | RA | APPROVED_RES | 2024-10-24 |
Branch Locations
1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Albany | NY | 07/2015 | 10/2024 |
| Rbc Capital Markets, Llc | Sarasota | FL | 10/2024 | Present |
1) NAME OF OTHER BUSINESS:20 Resort Blvd Lake toxaway nc / INVESTMENT RELATED?: Y/ ADDRESS:20 Resort Blvd Lake toxaway nc / NATURE OF THE BUSINESS: Real Estate/ POSITION: Jt. Owner/ DUTIES: rental/ START DATE: 10/11/2022/ HOURS DEVOTED TO BUSINESS:NA 2) NAME OF ENTITY: Maurice and Melissa Tessier ADDRESS: 825 Sigsbee Loop, Sarasota, FL 34240 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: 10.01.21 CAPACITY: Owner DUTIES: none, passive property that does not actively seek rental HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-05 |
Reach out to this advisor